AVP Fund Services Operations

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 Job Description - AVP Fund Services Operations (0000CDXS)

Job Description 

AVP Fund Services Operations : 0000CDXS 

Description

 

AVP Fund Services Operations – HSBC Securities Services

GCB 6

 

Some careers  grow faster than others.


If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

 

Offering a diverse range of skills and jurisdictional experience across the full range of countries and territories in which our businesses operate.

 

We are now inviting qualified individuals to join the team in this specific role.

 

Principal responsibilities

•         Analyse existing and proposed legislation, regulatory announcements, industry practices including company’s policy and helps businesses develop and implement procedures to meet these requirements.

•         Validate control processes to ensure compliance with laws, rules and regulations

  • Manage, direct and control the day-to-day operations within the unit such as fund compliance monitoring and deliver the first class services to clients.

 

  • Ensure an effective Operational Risk Management framework is in place to reduce the level of operational risk losses and to protect the company from foreseeable future losses.

 

  • Ensure an optimum level of fund compliance efficiency with the company’s policy and local regulator at  all times.

 

  • Assists in responding to reports issued by regulators or auditors
 

Qualifications

 

Qualifications

  • Relevant experience working in financial services (preferably compliance monitoring)
  • Good knowledge of the rules & regulations of Securities and Exchange Commission
  • General awareness of applicable local law and company’s policy
  • Ability to analyse existing & proposed rules enabling the units to be in compliance with as well as to determine impact and recommend appropriate response
  • Strong communication skills and administrative skills
  • Interpersonal, analytical skills and back ground on project management is a plus
  • Detail-oriented with the ability to work under pressure and within tight timelines
  • Ability to work independently and in a team environment
  • Strong work ethic

 

You’ll achieve more when you join HSBC.

http://www.hsbc.com/careers

 

 

HSBC takes pride in a diverse and inclusive working environment that sees our people benefit from mentoring, flexible working and the support of Employee Resource Network Groups. To preserve the confidentiality of all information you provide to us, we have adopted a Privacy Policy which can be viewed at hsbc.co.th. HSBCPAM 

Job Field

 : Custody

Primary Location

 : Asia Pacific-Thailand-Bangkok-Thailand

Schedule

 : Full-time 

Shift

 : Day JobType of Vacancy : Country vacancy

Job Posting

 : 10-Jan-2019, 11:29:56 

Unposting Date

 : Ongoing  



19 March 2019
Location:
Work type:
Full time
Sector:
Banking and Financial Services
Profession:
Other
PLEASE! No enquiries from Recruitment Agencies or Headhunters.

Only direct applications will be considered.

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