Serves as a business compliance risk officer for Independent Compliance Risk Management (ICRM) to provide compliance oversight for 1st line business and function activities and initiatives, with a focus on monitoring the 1st line’s controls and compliance risk management activities. Responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures.
Key activities include:
· Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
o 2nd line of defense oversight for US Consumer Banking Operations, performing monitoring of key compliance risk and controls to ensure adherence to applicable policies and regulatory requirements.
Knowledge and skills
Knowledge of Compliance laws, rules, regulations, risks and typologies
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Ability to both work collaboratively and independently; ability to navigate a complex organization
Advanced analytical skills
Ability to both work independently and collaborate with team members
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Ability to work effectively with cross-functional partners to identify situations/issues, craft feasible and practical solutions, and drive implementation and sustainability.
Ability to navigate a complex organization, influence without direct authority, and drive change.
Demonstrated knowledge in area of focus
Detailed knowledge of US consumer credit related laws and regulations.
|Location:||India Haryana Gurgaon|
Banking and Financial Services
PLEASE! No enquiries from Recruitment Agencies or Headhunters.
Only direct applications will be considered.